Our Standards
The commitments a client and an investor can hold us to on every mandate, from confidentiality and written engagements to a regulatory arrangement disclosed in full.
Regulatory arrangement
Securities are offered through Finalis Securities LLC, Member FINRA/SIPC.
Finalis Securities LLC
CRD# 305908, Member FINRA/SIPC. Its record is public on FINRA BrokerCheck, and its Form CRS describes its services and how it is compensated.
Separate entities
Inaya Advisory is not a registered broker-dealer. Inaya Advisory and Finalis Securities LLC are separate, unaffiliated entities.
Inaya LLC
inayaadvisory.com is operated by Inaya LLC, a privately held Wyoming limited liability company.
Legal
Our policies
Note: Nothing on this website is an offer to sell or a solicitation of an offer to buy any security.
Our standards
What every client and every investor can expect from us, on every mandate.
Confidentiality
Live mandates are never named. When asked who we work with, we give sector and size only, and what a client sends us stays with us.
Equity focus
We advise on equity raises and on mergers and acquisitions. Debt, credit and lending mandates are outside our practice.
Engagements in writing
We act for the client that engages us. Scope and terms are confirmed in writing before any work begins.
Decisions with reasons
Our answer follows within 48 to 72 hours of senior review. When it is no, we say so and give the reasons.
What we publish
Every figure on this website carries a public source, so that any reader can check it.
